Regulatory compliance is one of the biggest immediate challenges affecting the financial services industry today. Many market participants are unsure how to meet constantly evolving reporting requirements or how to move to an open API framework in a secure and compliant way.

As the sector becomes more technology-driven, these challenges are increasingly being solved through automation. A new breed of providers is wrapping technology around regulations to make compliance cheaper, simpler and more flexible.

Financial services firms and the FCA alike are actively seeking to support this emerging RegTech field. But banks still need assurance that RegTech systems really do work; and RegTech providers need to know that they are developing the systems the regulators want to see.

RegTech Summit is the only end user driven conference that focuses purely on the applications of RegTech within the financial services space.

ruth wanderhof 1
Ruth Wandhöfer Global Head of Regulatory & Market Strategy Citi Transaction Services
Donald Andrew Gillies
Donald Andrew Gillies CEO & CO-Founder Passfort
Sonal Rattan EMEA Head of RegTech- Markets HSBC
Margaret Doyle Partner, Head of Financial Services Research Deloitte
kevin barry 2
Kevin Barry Head of Investment IT & Change Henderson Global Investors
esma 2
Olga Petrenko Market Integrity - Markets Division European Securities & Markets Authority (ESMA)
lara j warner
Lara J.Warner Chief Compliance and Regulatory Affairs Officer Credit Suisse
nick cook
Nick Cook Head of Department, Market Intelligence, Data & Analysis Financial Conduct Authority

Who You Will Meet

Network with Decision-Makers from:

  • Investment banks
  • Asset managers
  • Wealth managers
  • Hedge funds
  • Payments service providers (PSPs)
  • Regtech providers
  • Regulators
  • Fintech companies
  • Technology / software companies
  • Identity verification companies
  • Accounting firms
  • Insurance companies
  • Custodians
  • Security related businesses
  • Corporates

With the following job titles:

Heads of:

  • Compliance
  • Regulatory Reporting
  • Risk Management
  • Technology
  • Transformation
  • Change
  • Audit
  • Fintech
  • Innovation
  • Regtech
  • Financial Crime
  • Treasury

Why Industry Leaders Are Supporting This Event

See all Reviews
  • Good presentations and panels, as well as great discussions with the participants on the side. A very good event.



  • ECN provided great discussions, right stakeholders in the room – good debates


    Credit Kudos

  • ECN's gathering of opinion leaders from across the banking, financial services and technical sectors enabled the focused and timely feedback that benefited all


    The Open Identity Exchange

  • ECN’s Open data in Finance conference was a great event for clarification and discussion



  • ECN's conference was run very efficiently, and the topics selected were appropriate and effective. The location was very well chosen and the day achieved its aims.